Distilled Spirits Compliance

Compliance for distilled spirits is especially complicated. Our compliance specialists understand the complexities of dealing with control states and other intricacies related to distilled spirits compliance. We process licenses for new businesses, 3-tier and wholesale licenses, federal and state tax reports, label approvals, product registrations, and more. We also specialize in compliance related to mergers and acquisitions, audit preparation, and training for in-house compliance departments.

License modifications

  • Changes in location
  • Changes in physical premises
  • Labeling name changes
  • Record keeping and reporting variances

Ownership changes

  • Changes in control
  • Mergers
  • Acquisitions
  • New owner and officer qualifications

Audit services

  • Readiness assessment
  • Pre-audit preparation
  • Post-audit review

Product registrations

  • New products
  • New packaging
  • Additional sizes
  • Price changes  and price posting
  • Training

3-Tier & Wholesale Licensing

  • Tax permits
  • Corp and LLC qualification
  • Bonds
  • Product registrations
  • Distributor appointments

Label approvals

  • Label consultation
  • COLA’s online processing
  • Training

Distributor changes

  • Franchise regulations
  • Agency notifications
  • Dual distributorship filings

Salesperson licenses

  • Needs assessment
  • License processing
  • Nexus issues

Federal reporting & tax processing

  • Inventory and operations reports
  • Federal excise tax returns
  • Excise tax forecasting
  • Training
  • Export compliance

3-Tier reporting

  • Processing payment of excise taxes
  • Training

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